:HVWHUQ7LWOH (VFURZ&RPSDQ\ <br />2UGHU1R:7 <br />,QIRUPDWLRQDO5HSRUWRI2ZQHUVKLSDQG0RQHWDU\DQG1RQ0RQHWDU\(QFXPEUDQFHV <br /> 9HU <br />2DNZD\5RDG6XLWH <br />   <br />2:1(56+,3$1'(1&80%5$1&(65(3257:,7+*(1(5$/,1'(;/,(16 <br />,QIRUPDWLRQDO5HSRUWRI2ZQHUVKLSDQG0RQHWDU\DQG1RQ0RQHWDU\(QFXPEUDQFHV <br />7R &XVWRPHU &DUWHU+HOLNVRQ <br />:LOODNHQ]LH5G <br />(XJHQH25 <br />&XVWRPHU5HIBBBBBBBBBBBBBBBBBBBBBBBBB <br />2UGHU1R:7 <br />(IIHFWLYH'DWH2FWREHUDW30 <br />&KDUJH <br />7KHLQIRUPDWLRQFRQWDLQHGLQWKLVUHSRUWLVIXUQLVKHGE\:HVWHUQ7LWOH (VFURZ&RPSDQ\ WKH&RPSDQ\ DVD <br />UHDOSURSHUW\LQIRUPDWLRQVHUYLFHEDVHGRQWKHUHFRUGVDQGLQGLFHVPDLQWDLQHGE\WKH&RPSDQ\IRUWKHFRXQW\ <br />LGHQWLILHGEHORZ7+,6,61277,7/( ,1685$1&( 25 $ 35(/,0,1$5<7,7/(5(3257)2525 <br />&200,70(17)257,7/(,1685$1&(1RH[DPLQDWLRQKDVEHHQPDGHRIWKHWLWOHWRWKHKHUHLQGHVFULEHG <br />SURSHUW\RWKHUWKDQDVVSHFLILFDOO\VHWIRUWKKHUHLQ/LDELOLW\IRUDQ\ORVVDULVLQJIURPHUURUVDQGRURPLVVLRQVLV <br />OLPLWHGWRWKHOHVVHURIWKHFKDUJHRUWKHDFWXDOORVVDQGWKH&RPSDQ\ZLOOKDYHQRJUHDWHUOLDELOLW\E\UHDVRQRI <br />WKLV UHSRUW  7+,6 5(3257 ,6 68%-(&7 72 7+( /,0,7$7,216 2) /,$%,/,7< 67$7(' %(/2: :+,&+ <br />/,0,7$7,2162)/,$%,/,7<$5($3$572)7+,65(3257 <br />7+,65(3257,1&/8'(6021(7$5<$1'121021(7$5<(1&80%5$1&(6 <br />3DUW2QH2ZQHUVKLSDQG3URSHUW\'HVFULSWLRQ <br />2ZQHU7KHDSSDUHQWYHVWHGRZQHURISURSHUW\ WKH3URSHUW\ DVRIWKH(IIHFWLYH'DWHLV <br />&DUWHU+HOLNVRQDQG/DUVRQ+HOLNVRQQRWDVWHQDQWVLQFRPPRQEXWZLWKWKHULJKWVRIVXUYLYRUVKLS <br />3UHPLVHV7KH3URSHUW\LV <br /> D 6WUHHW$GGUHVV <br />$OGHU6WUHHW$37(XJHQH25 <br /> E /HJDO'HVFULSWLRQ <br />6(((;+,%,7$$77$&+('+(5(72$1'0$'($3$57+(5(2)