9LOODUG6WUHHW0+/'   <br />0LGGOH+RXVLQJ/DQG'LYLVLRQ7HQWDWLYH3ODQ:ULWWHQ6WDWHPHQW <br />0DUFK <br /> <br /> <br />6FKLUPHU&RQVXOWLQJ//&•32%R[(XJHQH25•   <br />/DQGVFDSH$UFKLWHFWXUH/DQG8VH3ODQQLQJ <br /> <br />LQDFFRUGDQFHZLWK(&   <br /> <br />([LVWLQJDQGSURSRVHGILUHK\GUDQW 6KRZQRQ7HQWDWLYH0LGGOH+RXVLQJ/DQG'LYLVLRQSODQ <br /> 1RQHZILUHK\GUDQWVDUHSURSRVHG <br /> <br />/RFDWHGDERYHIHHW 1R <br /> <br />:DVWHZDWHU5HTXLUHPHQWV <br />/RFDWLRQDQGIORZOLQHRIH[LVWLQJ 6KRZQRQ7HQWDWLYH0LGGOH+RXVLQJ/DQG'LYLVLRQSODQ <br />SXEOLFZDVWHZDWHUDWFRQQHFWLRQSRLQW V   <br /> <br />([LVWLQJDQGSURSRVHGZDVWHZDWHUVHZHU 6KRZQRQ7HQWDWLYH0LGGOH+RXVLQJ/DQG'LYLVLRQSODQ <br />OD\RXWLQFOXGLQJVHUYLFHWRHDFK0LGGOH <br />+RXVLQJORW <br /> <br />6KRZWKDWHDFK0LGGOH+RXVLQJ/RWLVVHUYHG 6KRZQRQ7HQWDWLYH0LGGOH+RXVLQJ/DQG'LYLVLRQSODQ <br />,QDFFRUGDQFHZLWK(&   <br /> <br />6WUHHWDQG8WLOLW\,PSURYHPHQW5HTXLUHPHQWV <br />([LVWLQJDQGSURSRVHGSXEOLFDQG 6KRZQRQ7HQWDWLYH0LGGOH+RXVLQJ/DQG'LYLVLRQSODQ <br />SULYDWHLPSURYHPHQWV  <br /> <br />&RQVWUXFWHGSXEOLFO\RUSULYDWHO\ 6KRZQRQ7HQWDWLYH0LGGOH+RXVLQJ/DQG'LYLVLRQSODQ <br /> 7REHFRQVWUXFWHGSULYDWHO\ <br /> <br />1RWHRQSODQWKHORFDWLRQVL]HDQGVSHFLHV 6KRZQRQ7HQWDWLYH0LGGOH+RXVLQJ/DQG'LYLVLRQSODQ <br />RIH[LVWLQJDQGSURSRVHGVWUHHWWUHHV 1RQHSURSRVHG <br /> <br />([LVWLQJRUSURSRVHGVWUHHWOLJKWV 6KRZQRQ7HQWDWLYH0LGGOH+RXVLQJ/DQG'LYLVLRQSODQ <br /> 1RQHSURSRVHG <br /> <br />6KRZWKDWXWLOLW\SODQVFRPSO\ZLWK 6KRZQRQ7HQWDWLYH0LGGOH+RXVLQJ/DQG'LYLVLRQSODQ <br />(&8QGHUJURXQG8WLOLWLHV <br /> <br />6WUHHWDQG3XEOLF$FFHVV:D\5HTXLUHPHQWV <br />6WUHHWFODVVLILFDWLRQRIDOOVWUHHWV 6KRZQRQ7HQWDWLYH0LGGOH+RXVLQJ/DQG'LYLVLRQSODQ <br /> <br />6ORSHHDVHPHQWV 1RQHH[LVWLQJ1RVWUHHWVSURSRVHG <br /> <br />/RFDWLRQDQGZLGWKV 52:DQGSDYLQJ  6KRZQRQ7HQWDWLYH0LGGOH+RXVLQJ/DQG'LYLVLRQSODQ <br />RIDOOH[LVWLQJDQGSURSRVHGVWUHHWV <br />LQWHUVHFWLRQVELNHDQGSHGHVWULDQDFFHVV <br />ZD\VERWKZLWKLQDQGDGMDFHQWWRSURSHUW\ <br /> <br />6KRZH[LVWLQJDQGSURSRVHGFXUEVDQG 6LGHZDONVERWKVLGHVRIWKHVWUHHW1RQHSURSRVHG <br />VLGHZDONVRQVLWHDQGDGMDFHQWWRSURSHUW\  <br /> <br />([LVWLQJSULYDWHDFFHVVZD\VWRSURSHUW\ 6KRZQRQ7HQWDWLYH0LGGOH+RXVLQJ/DQG'LYLVLRQSODQ <br /> <br />6KRZDQ\VSHFLDOVHWEDFNV 1RQHSURSRVHG <br /> <br />6XSSRUWLQJ'RFXPHQWV <br />3UHOLPLQDU\WLWOHUHSRUW 6HHDWWDFKHG <br /> <br />,IGHYHORSHGGHPRQVWUDWHWKDWSURSRVHG 6KRZQRQ7HQWDWLYH0LGGOH+RXVLQJ/DQG'LYLVLRQSODQ